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Our Disciplined Process

We have a clear process to understand your goals and develop appropriate recommendations.

  1. Discovery Process

    • Identify your goals, values, dreams, concerns /challenges

  2. Develop Investment Strategy

    • Determine risk tolerance
    • Analyze current investment portfolio
    • Develop asset allocation strategy
    • Portfolio construction

  3. Develop Investment Meeting

    • In-person meeting to present recommended investment strategy

  4. Execute Investment Strategy

    • Open new accounts
    • Transfer existing assets
    • Conduct trades to execute agreed-upon Investment Strategies

  5. Follow-Up Meeting

    • First statements
    • Organization of paperwork
    • Set-up online account access and review online resources.

  6. Develop Wealth Management Plan

    • Comprehensive Financial Planning
    • Retirement Planning
    • Credit and Lending
    • Education Planning
    • Charitable Giving
    • Succession Planning

  7. Ongoing Management & Monitoring 

    • Develop schedule for review meetings
    • Monitoring of asset management
    • Changes as needed


Note: Each client’s situation is unique. At times, this process may be modified to better suit the needs of an individual or household.

The Pre-Retirement Checklist

The Pre-Retirement Checklist

This checklist can give you a quick snapshot of how prepared you are.
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Long-Term-Care Protection Strategies

Long-Term-Care Protection Strategies

The chances of needing long-term care, its cost, and strategies for covering that cost.
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Rebalancing Your Portfolio

Rebalancing Your Portfolio

Over time, different investments' performances can shift a portfolio’s intent and risk profile. Rebalancing may be critical.
Learn More