Broker Check

Our Disciplined Process

We have a clear process to understand your goals and develop appropriate recommendations.

  1. Discovery Process

    • Identify your goals, values, dreams, concerns /challenges

  2. Develop Investment Strategy

    • Determine risk tolerance
    • Analyze current investment portfolio
    • Develop asset allocation strategy
    • Portfolio construction

  3. Develop Investment Meeting

    • In-person meeting to present recommended investment strategy

  4. Execute Investment Strategy

    • Open new accounts
    • Transfer existing assets
    • Conduct trades to execute agreed-upon Investment Strategies

  5. Follow-Up Meeting

    • First statements
    • Organization of paperwork
    • Set-up online account access and review online resources.

  6. Develop Wealth Management Plan

    • Comprehensive Financial Planning
    • Retirement Planning
    • Credit and Lending
    • Education Planning
    • Charitable Giving
    • Succession Planning

  7. Ongoing Management & Monitoring 

    • Develop schedule for review meetings
    • Monitoring of asset management
    • Changes as needed


Note: Each client’s situation is unique. At times, this process may be modified to better suit the needs of an individual or household.

The Other Sure Thing

The Other Sure Thing

Though we don’t like to think about it, all of us will make an exit sometime. Are you prepared?
Learn More
Don't Buy The Hype

Don't Buy The Hype

There are a lot of misconceptions about Social Security. Here’s the truth about three of them.
Learn More
Should I Invest in Gold?

Should I Invest in Gold?

Learning more about gold and its history may help you decide whether it has a place in your portfolio.
Learn More