Our Disciplined Process

We have a clear process to understand your goals and develop appropriate recommendations.

1. Discovery Process

   • Identify your goals, values, dreams, concerns /challenges
   
   

2. Develop Investment Strategy

   • Determine risk tolerance
   • Analyze current investment portfolio
   • Develop asset allocation strategy
   • Portfolio construction
   
   

3. Develop Investment Meeting

   • In-person meeting to present recommended investment strategy
   
   

4. Execute Investment Strategy

   • Open new accounts
   • Transfer existing assets
   • Conduct trades to execute agreed-upon Investment Strategies
   
   

5. Follow-Up Meeting

   • First statements
   • Organization of paperwork
   • Set-up online account access and review online resources.
   
   

6. Develop Wealth Management Plan

   • Comprehensive Financial Planning
   • Retirement Planning
   • Credit and Lending
   • Education Planning
   • Charitable Giving
   • Succession Planning
   
   

7. Ongoing Management & Monitoring 

   • Develop schedule for review meetings
   • Monitoring of asset management
   • Changes as needed
   

Note: Each client’s situation is unique. At times, this process may be modified to better suit the needs of an individual or household.